18 June 2021

Was Spock the First Vulcan in Starfleet? (Betteridge's Law Says No, So What Is the Real Question?)

Spock was the first Vulcan in Starfleet.

Well, many people say this, including the official Star Trek web site, but if you actually look at the "canon," there's no evidence for it. It's never said on screen, and though it can't be disproven, there's some evidence against it: The USS Intrepid has a crew of four hundred Vulcans, and did they all join after Spock? Would a founding member of the Federation really not send a single student to the Academy in a century? Discovery has provided further evidence against by showing us a Vulcan admiral in the 2250s, when Spock was a lieutenant; if Spock was the first Vulcan in Starfleet, Terral had an exceptional career.

But lots of people are happy to explain that your fanon misconceptions are wrong. I am not going to do that today.

A conversation on the TrekBBS led me to a somewhat more interesting question: why do people think this?

A lot of fanon can be traced back to some kind of semi-official origin, even if it was never said on screen. For example, some people assert that Kirk was the youngest ever captain in Starfleet. This was never stated on screen, but it was part of Kirk's bio in The Making of Star Trek (1968) by Stephen E. Whitfield and Gene Roddenberry. Lots of random pieces of Star Trek fanon have their roots in speculation by Michael and Denise Okuda, authors of the Star Trek Encyclopedia (1994) and Star Trek Chronology (1993). But as author Chistopher L. Bennett pointed out on that thread, the idea of Spock being the first Vulcan in Starfleet has no such clear origin: "People always talk about it as if it were a documented fact, part of the unquestioned conventional wisdom of Trek lore. Somewhere, somehow, it must have gotten written down and propagated. The question is, what's the earliest verifiable published statement of the myth?"

Well, there is the kind of question I like to solve!

Of course, there's no clear answer. But with Google Books, the Internet Archive, the Fanlore wiki, and the help of some other TrekBBS posters, this is what I can piece together:

  • 1982: William Rotsler's Star Trek II Biographies (the book that gave us "Nyota" as Uhura's first name, not canonized until 2009) calls him "the only Vulcan attending" the Academy and states "that Vulcans were a rarity in Starfleet in his time," implying he is not the first.
  • 1986: The novel Dreadnought! by Diane Carey calls Spock "the first Vulcan computer expert in Starfleet." 
  • 1988: Carey's novel Final Frontier calls Spock "first of his kind in Starfleet"; the novel Memory Prime by Judith and Garfield Reeves-Stevens calls Spock "[f]irst Vulcan through the Academy."
  • 1989: The unauthorized reference work The Trek Crew Book by James Van Hise includes a detailed biography of Spock; it seems to indicate that he is the first Vulcan in Starfleet Academy Command School, but not necessarily the Academy itself.
  • 1994: The first edition of The Star Trek Encyclopedia calls Spock the "first Vulcan to enlist in the Federation Starfleet."
  • 1995: The third edition of the Star Trek Concordance calls Spock the first Vulcan in Starfleet, citing it to the episode "Whom Gods Destroy." (This "fact" isn't in the 1969 or 1976 editions.)
  • 1996: By this point, the "first Vulcan" fact seems to be all over the novels, particularly ones by Diane Carey, but it's worth highlighting that the timeline in the Starfleet Academy middle-grade novels calls Spock "the first Vulcan student" at the Academy. (This timeline is adapted from the Star Trek Chronology, but as far as I can tell, the idea doesn't appear there.) The first of those novels is all about Spock deciding to attend the Academy, and draws on the first-in-Starfleet concept.
  • 1996: The fanzine Star Born is published, about Spock's Academy days, where he was its first Vulcan student.

I think partially what's notable are the omissions. It doesn't appear in books or novels until 1988, which makes me think it wasn't widespread in fandom prior to that. The Internet Archive includes a number of fanworks-- and you would think that fan writers would be all over, "Spock, first Vulcan in Starfleet." But when I search "first Vulcan," what I usually come up with is that he's the first Vulcan/human hybrid. Surely some fan writer in the 1980s would have wrote about how sad it was for Spock to be the only Vulcan at the Academy. Script editor D. C. Fontana is sometime a source of fanon lore, but in fact her 1989 novel Vulcan's Glory has a number of Vulcans on the Enterprise in addition to Spock during the Pike era, so she didn't think he was first in Starfleet either.

The idea doesn't even make it into Star Trek (2009), which seems like the exact kind of place you might expect it, given its emphasis on making everyone involved super-exceptional.

Edgar Governo looked at the fanzine articles collected in the Best of Trek book series, and noted, "There are many, many extrapolative/speculative pieces about Spock's life and Vulcans in general throughout The Best of Trek, but a cursory search hasn't so far revealed any asserting that he was the first Vulcan in Starfleet." TrekBBS poster Daddy Todd adds that "Gerrold doesn’t mention it in WoST [1973's The World of Star Trek]. Neither Asherman’s first edition Compendium [1981] or the 1967 Writer’s Guide make the claim." These are all places I would expect to see a widely quoted piece of fanon lore originate, or at least be cited-- many other ones originate in these texts.

(By contrast, if I search the Internet Archive for references to Kirk being the youngest captain in Starfleet history, another piece of fanon never stated on screen, I get hits in fanzines going back to 1980, and pro novels from the mid-1980s.)

Star Trek: The First Adventure concept art, c. Mar. 1989
(courtesy Memory Alpha)
One of my most noteworthy discoveries is that Spock being the first Vulcan at the Academy was central to the proposed but unmade film Starfleet Academy, also called The First Adventure. This was the brainchild of Harve Bennett and Ralph Winter (both producers on most of the original films); it would have been a prequel "about this young cocky character on a farm who goes to flight school and meets up with the first alien that comes from Vulcan" (Cinefantastique, vol. 22, no. 5, p. 28). A summary of the script at Ain't It Cool News confirms that it calls Spock the first Vulcan in Starfleet.

They came up with the idea while making Star Trek IV, and Bennett and David Loughery got the go-ahead for a script while making Star Trek V; it was pitched as Star Trek VI, but ultimately didn't go anywhere. (Well, until J. J. Abrams came along!) That would mean the script was being written in 1989, or possibly late 1988, right around the same time the Spock-as-first-Vulcan meme begins manifesting. Did discussions of the in-development script leak out into fandom and get picked up by writers? It's a tempting idea, but the timing is wrong, given Final Frontier came out in January 1988. Maybe Loughery and/or Bennett read Final Frontier? It's actually not a focal point of Final Frontier, though, just a small aside by Kirk in free indirect discourse when thinking about Spock.

What is surprising here is how late this concept seems to emerge. If you poke around, you find a lot of people asserting it came out of fandom in the 1970s... but this has as little justification as the idea of Spock being the first does!

I mean, it's not impossible. Maybe it's written down somewhere not digitized and where no one I've asked has looked, or maybe it wasn't written down at all... If someone has a pre-1988 citation for the concept, I would be hyped to see it, but it really does seem like the meme comes out of nowhere in 1988 and cements itself pretty fast, probably thanks to the Encyclopedia.

If this is true, it's an interesting case study in how an idea can take root so quickly that it seems like it's been there all along, when in fact, it hasn't... even if it's an idea you don't believe in!

3 comments:

  1. I wouldn't call Van Hise's Trek Crew Book a fan publication. It came from the Hal Schuster publishing factory, which churned out dozens of books under a few different company names. The early Files Magazines publications were mainly in comic shops, but the later books were distributed through mainstream bookstores.

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    1. I meant "fan" in the sense of "not being a licensed tie-in" not in the sense of "not professionally published." But yes, I see the ambiguity! Just wanted to make it clear that no one from Paramount read or signed off on that biography.

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  2. Thanks for the shout-out! This really is a fascinating question of mysterious fandom history.

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